LPL’s New Leader Moves Past CEO Firing With Eye on Firm’s Growth

Rich Steinmeier always wanted to lead a company, but that timeline suddenly became expedited with the firing of LPL CEO…

KKR Calls Credit’s ‘iPhone Moment’ as Public, Private Markets Meld

Trading volume in the public debt market set an all-time high last year, while the proliferation of private credit is estimated by some to…

Deals & Moves: Cetera, Corient and LPL’s RIA Channel Add Advisors

Cetera acquires a $250 million New York-based RIA; Corient snags an ultra-high-net-worth Pittsburgh advisory; and two Arizona-based advisors seek independence…

CFP Board CEO Kevin Keller To Retire

Keller will step down on April 30, 2026, with the Board planning a search for his successor in the coming…

Celebrities and Wealth Series: Q&A with NFLer Arik Armstead

The Jaguars defensive lineman would "rather live like a prince forever than live like a king for a little bit."

Wealth Enhancement Acquires $619M RIA Serving Pacific Northwest

Capstone Wealth Advisors, an independent advisory team of six advisors and four support staff led by Ryan Skogstad, represents Wealth…

One-time Unpaid Intern Becomes President of $4.8B IAA

International Assets Advisory’s Matthew Lampman will work alongside CEO Ed Cofrancesco to run the firm and the platforms for its…

Mercer Hires Client Development Director From LPL

Alisa Maute, a former executive vice president at LPL, will lead Mercer’s client development team, which has doubled in size…

First Republic Ex-Private Wealth Head Taps Old Team for New Firm

Dave Breslin, formerly head of First Republic’s private-wealth unit, is launching GC Wealth.

Osaic Is Focus of Latest Cash Sweep Class Action Suit

According to the complaint filed in Arizona federal court, the firm’s cash sweep practices “violate common law, federal law and…